
Welcome to the Behavioral Ethics Bookshelf
Explore the digital office of a behavioral compliance expert with this curated list of books, articles, and resources for all things behavioral ethics and compliance.
Books | Quick Reads | Deep Dive
Although written for a popular audience, there's no fluff here—these key books will get you started on the behavioral ethics and compliance journey.
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The Behaviorally Informed Organization
By Dilip Soman and Catherine Yeung | Many besci books are focused on the individual, but this one stands out by proving a blueprint for more effective, adaptable, and human-centered organizations. Part Two on overarching insights and tools is gold.
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What Works, What Doesn't (and When): Case Studies in Applied Behavioral Science
By Dilip Soman | Want to get past the "nudge store," sifting through besci interventions without confidence of their efficacy? Through 17 detailed case studies, Soman's book explains in detail why behavioral interventions succeed or fail. For the advanced reader.
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Humanizing Rules: Bringing Behavioural Science to Ethics and Compliance
By Christian Hunt | One of the only books that directly addresses the use of behavioral science in ethics and compliance. This is a must read for compliance professionals because it emphasizes empathy, real-world behavior, and the power of thoughtful design to create effective and meaningful compliance systems.
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Why good people sometimes do bad things: 52 reflections on ethics at work
By Muel Kaptein | Muel Kaptein is a master at breaking down theory to make it actionable for business people. Here he does it more than 50 times to show how well-intentioned people to make poor ethical choices. And it's free. What's not to love.
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Complicit: How We Enable The Unethical and How to Stop
By Max H. Bazerman | Nothing is harder than looking in the mirror and this book forces us to do so by confronting how different behavioral profiles can lead to complicity in wrongdoing. The examples are big-- historic moments like the #MeToo movement or the January 6th riot--but thoughtful leaders will see parallels in their own organizations and themselves.
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Optimally Irrational: The Good Reasons We Behave the Way We Do
By Lionel Page | Synthesizing insights from behavioral economics and evolutionary biology, Page explores an alternative viewpoint to the general understanding of rationality in economics. This book is a must-read for those interested in the irrational side of human behavior from one of the leading behavioral voices of today.
Behavioral Ethics in Practice: Why We Sometimes Make the Wrong Decisions
By Cara Biasucci and Robert Prentice
One of my current favorites focused on behavioral ethics. Accessible and reader-friendly, it blends traditional teaching with practical tools to help anyone new to the field navigate the complexities of ethical decision-making.
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The Liars of Nature and the Nature of Liars: Cheating and Deception in the Living World
By Lixing Sun | An exploration of dishonesty by identifying examples of "cheating" in nature and parralelling them to human behavior. Sun even highlights the need for flexible ethical frameworks to encourage honesty while recognizing that some rule-bending can spark progress.
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Thinking, Fast and Slow
By Daniel Kahneman | Nobel Prize winner Daniel Kahneman is the starting point for understanding much of behavioral science and dual system thinking that underlies it. If there is one book you read, make sure this is the one. [Note: It’s surprisingly dense for a popular book, but worth the effort.]
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The Last Mile: Creating Social and Economic Value from Behavioral Insights
By Dilip Soman | One of the few behavioral science books that clearly ties theory and application together, all in an easy-to-read format. Its strength is providing a host of practical tools to overcome “last mile” problems, those breakdowns from production to take-up—critical for behavioral compliance solutions.
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Judgement in Managerial Decision Making
By Max H. Bazerman and Don A. Moore | Not only about ethics and compliance, but this book is a primary text in many MBA judgment and decision-making classrooms.
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The Psychology of Judgment and Decision Making
By Scott Plous | Not as well known as some other important books on judgment and decision making, but if you’re looking for a primer on all the processes that lead to unethical behavior, this is a great start full of real research.
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Fully Compliant: Compliance Training to Change Behavior
By Travis Waugh | Training is a major part of the real world of compliance, and this book gets it right by focusing on levers of human behavior―context, habits, and motivation―explaining how they can be used to create holistic training programs that are more than “check the box.”
Nudge: The Final Edition
By Richard H. Thaler and Cass R. Susnstein
This one started a behavioral science revolution, and for good reason. While not explicitly about behavioral compliance, it provides the blueprint for behavioral ethics nudges, one of the most exciting tools for driving positive culture in an organization. Written by a Nobel Laureate and one of the most influential law professors alive. This updated version also addresses sludge, the opposite of prosocial nudges.
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The Behavioral Code: The Hidden Ways the Law Makes Us Better. . . or Worse
By Benjamin van Rooij and Adam Fine
Full of interesting examples and rock-solid research, this is essential reading for anyone interested in law, psychology, or policy. You'll leave with a new perspective on how we can create a fairer and more effective behaviorally-informed legal system.
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Why Most Compliance Training Fails and How to Fix It
By Broadcat | You’ve got to get this one through the website of Broadcat, a compliance design firm, but it’s one of the best practical compliance books out there. It explains in simple terms why behavior is what matters in compliance and how to change behavior in cost-effective ways.
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The Law of Good People: Challenging States' Ability to Regulate Human Behavior
By Yuval Feldman | When you’re ready to go down the research rabbit hole and really understand how behavioral ethics, behavioral economics, and law and regulation all fit together, there is no researcher better than Feldman. This book blows up the notion of regulation aimed at “bad people” and gets the focus where it needs to be--understanding how unethical behavior really happens and how to address it through rigorous analysis.
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The Cambridge Handbook of Compliance
By Benjamin van Rooij and D. Daniel Sokol | A comprehensive overview of compliance from leading academics and practitioners. Something for everyone, including those interested in behavioral ethics and compliance.
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Behavioral Business Ethics: Shaping an Emerging Field
By David De Cremer and Ann E. Tenbrunsel | Academic in nature, but one of the first major works that defined the field of behavioral ethics, and that continues to shape it today.
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Blind Spots: Why We Fail to Do What's Right and What to Do About It
By Max H. Bazerman and Ann E. Tenbrunsel | This book probably did more to advance the field of behavioral ethics than anything else by bringing the concept of bounded ethicality into managers’ lexicon. The notion of ethical blind spots is now well-accepted and lays the foundation for deeper analysis.
The Art of Thinking Clearly
By Rolf Dobelli
While I supremely dislike the “behavioral bias shotgun” approach (the application of multiple biases with little discussion of how they might interact), sometimes you just need a comprehensive list of what’s out there. Dobelli offers that with wit and clarity, but also with helpful cross references.
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Conduct Risk Management: Using a Behavioural Approach to Protect Your Board and Financial Services Business
By Roger Miles | Unethical behavior creates conduct risk in organizations. This book explains how that happens and offers ways to mitigate it. Really good on how “lawful but awful” conduct can create spiraling regulatory risk.
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Influence: The Psychology of Persuasion
By Robert B. Cialdini | Cialdini is the preeminent expert in the fields of influence and persuasion and has been called “the world's most practical social psychologist” by Nobel Prize winners. The chapters on social proof and authority are foundational to understanding how others influence our ethical behavior.
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How Behavior Spreads: The Science of Complex Contagions
By Damon Centola | Ethical (or unethical) behavior in an organization is a product of many factors, but chief among them is how others behave. Network research explains the mechanics of how this happens and what leads to complex behavioral contagions.
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Behavioral Science in the Wild
By Nina Mažar and Dillip Soman | Perfect for business leaders looking to apply and scale behavioral science insights. This book, part of the "Somon trilogy," helps leaders create effective interventions that can drive meaningful change within companies.
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Nudge Management
By Eric Singler and Chandon Pierre | Nudge Management is a perfect resource for all those interested in implementing nudges to improve well-being, performance, and employee engagement in the workplace.
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May Contain Lies: How Stories, Statistics, And Studies Exploit Our Biases - And What We Can Do About It
By Alex Edmans | Not explicetly a behavioral science book, but at the same time one of the most important books out there about how we interpret stories, studies, and statistics. Edmans gives readers simple tools to critically evaluate the information they encounter--think of it as an inoculation against misinformation through critical thinking.
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The Design of Everyday Things
By Don Norman | Another book not about besci that's all about besci. In his incredibly influential book, Norman analyzes common design flaws in everyday objects and offers practical insights on how to create products that are more functional, accessible, and enjoyable for users by aligning their design with the principles of cognitive psychology. If you've ever wondered, "How could someone have designed it this way?", this one is for you. (Applies to compliance codes and trainings too.)